Rules & Fees

This Newsletter Content
This edition of the Newsletter covers:

1) general overview of Issuers’ and Trading Members’ continuing obligations;
2) disciplinary action for breach of AIX Business Rules enforced by R&C in 1H2021

This Newsletter Content
This edition of the Newsletter covers:

1) updates to the Guide on Issuer’s Continuing Obligations;
2) announcement on the educational webinar for Issuers on Annual Reports;
3) general overview and update of Trading Members’ continuing obligations;
4) Trading Member’s obligations with regards to suspended clients’ accounts at the AIX CSD.

This Newsletter Content

I. Thematic Guidance for Issuers;
II. Preparation of Annual Reports by Issuers;
III. Submitting Orders to the AIX Order Book;
IV. Use of foreign omnibus accounts by AIX Trading Members;
V. New regime for taxation of dividends.

This Newsletter Content

I. AIX Business Rules Update
II. Guidance for Issuers: SME Bonds
III. Euroclear Signatory Card requirement
IV. Fees Update
V. AIX has been recognized by the European regulator ESMA
VI. Extension of AIX CSD Admitted Products

This Newsletter Content

I. Off the Order Book Transactions Reporting Obligations
II. AIX Business Rules update (Environmental Instrument, Exempt Funds, Unsponsored Listing and other
III. AIX Green Equity Principles and Guidelines
IV. Guide to continuing obligations update
V. Corporate actions