Do you have a brokerage license?
- Yes – Recognition
- No – Authorisation & Registration
Please note that even if an Applicant has a brokerage licence he has an option to be Authorised by AFSA to conduct regulated activity within AIFC.
Authority (AFSA)
Contact AIX CSD Business Development who will provide an overview of application process and requirements and help you with any questions you may have about AIX CSD.
Submit a Participant application with necessary supporting documents to get connected to Depository System.
Following receipt and review of the Member application, the AIX Regulation Team determines whether clarifications or further documents are required.
Pass technical connectivity tests (IT and Depository System tests) run by AIX CSD as per the details provided in the AIX CSD Participant application.
Once your Depository System arrangements are finalised and the AIX CSD Regulation Team is satisfied that the applicant meets the qualification requirements, AIX CSD will countersign the Participant agreement and you can commence operations. Please also review Participation Fees.